Regulatory Ethics

Self-Study Video

Regulatory Ethics

(SSET402/26) Surgent’s Ethics for Tax Professionals

The purpose of this program is to discuss the ethical mandates that govern the conduct of tax practitioners. The program focuses on the ethical pronouncements of the IRS in Circular 230, as well as the preparer penalty provisions set forth in the Internal Revenue Code. Please note: This ethics course does not cover state-specific issues...
Read More

Self-Study Video

Business Law, Regulatory Ethics

(SSOT404/26) Surgent’s Lessons Learned From Recent Accounting Malpractice Actions

Recent economic volatility has created added stress on accounting and finance professionals and their clients. When individuals or businesses lose money, they often blame others for their misfortune. Business disputes can sometimes lead to accounting malpractice claims. Understanding the most common types of accounting malpractice claims provides a roadmap of what not to do. This...
Read More

Self-Study Video

Regulatory Ethics

(SSET400/26) Surgent’s Transitioning to the Accounting Profession

New accountants, whether coming right out of school or from industry will find that the accounting profession is heavily governed by technical and ethical standards. In addition, the new accounting professional will need to understand new terminology as well as what their team members and clients expect of them by way of job performance and...
Read More

Self-Study Text

Regulatory Ethics

(SSET406/26) Surgent’s General Ethics for Tax Practitioners

This two-hour course covers most of the specific ethical considerations that come into play as a practitioner in the eyes of the Internal Revenue Service.
Read More

Self-Study Video

Regulatory Ethics

(SSET405/26) Surgent’s Ethics for the Industry Accountant

While ethics training is required by many states, the true value of the CPA license is in understanding how critically important ethical behavior is to our customers, our firms, and the public. This course will explore the basic tenets of ethical behavior and use case studies to explore ethical dilemmas in various companies and organizations...
Read More

Self-Study Video

Regulatory Ethics

(SSET401/26) Surgent’s Ethical Considerations for CPAs

As accounting firm's non-attest offerings to their attest clients become more diversified, such engagements increase firms' exposure to independence violations. In order to thread the needle of providing value-added services and upholding their independence obligations, firms need to have a strong foundational understanding of the applicable ethical and independence rules which govern these engagements. In...
Read More

Self-Study Text

Regulatory Ethics

(SSET407/26) Surgent’s Surging Auditors: Daily Dilemmas

Ethics are the hallmark of our profession, and we must be uncompromising in our commitment to acting ethically. However, many ethical dilemmas arise unexpectedly as we perform our daily tasks, and challenge us, as there often appears to be several ways forward. We need to decide which is the correct one. In this game, the...
Read More

In-Person

Regulatory Ethics, Specialized Knowledge

(PEPIU/26) SCACPA Roadshow & Professional Issues Update – Florence

The SCACPA Professional Issues Update addresses several of the issues affecting the CPA profession. Participants will receive a comprehensive overview of the changes to state regulations and an overview of the challenges facing the CPA talent pipeline and how we as a profession can impact them. Participants will also find out how SCACPA is supporting...
Read More

In-Person

Regulatory Ethics, Specialized Knowledge

(FOPIU/26) SCACPA Roadshow & Professional Issues Update – Spartanburg

The SCACPA Professional Issues Update addresses several of the issues affecting the CPA profession. Participants will receive a comprehensive overview of the changes to state regulations and an overview of the challenges facing the CPA talent pipeline and how we as a profession can impact them. Participants will also find out how SCACPA is supporting...
Read More

In-Person

Regulatory Ethics, Specialized Knowledge

(PIPIU/26) SCACPA Roadshow & Professional Issues Update – Greenville

The SCACPA Professional Issues Update addresses several of the issues affecting the CPA profession. Participants will receive a comprehensive overview of the changes to state regulations and an overview of the challenges facing the CPA talent pipeline and how we as a profession can impact them. Participants will also find out how SCACPA is supporting...
Read More