Event Description

Between the SEC, FINRA, IRS, and CFP Board, financial advisors already juggle a maze of regulations—and now the One Big Beautiful Bill Act (OBBBA) introduces sweeping changes that redefine tax implications and advisory responsibilities. This 4-hour quarterly update simplifies the chaos, giving you a clear, practical look at what’s new and what it means for your clients. With plain-language guidance and real-life examples, you’ll walk away ready to confidently navigate the ever-evolving regulatory and financial landscape.

Enrolled Agent Approved

Objectives

After completing this course, participants will be able to:

• Summarize the latest regulatory updates from the SEC, FINRA, IRS, and CFP Board relevant to financial advisors.
• Interpret key provisions of the One Big Beautiful Bill Act (OBBBA) and assess its impact on tax planning, client communication, and fiduciary standards.
• Evaluate recent changes to federal and state tax laws and how they affect investment strategy, insurance, and retirement planning.
• Apply current regulatory and legislative developments to real-world client scenarios using clear, actionable language.
• Prepare for common client questions regarding tax and regulatory changes by understanding both the technical rules and their practical implications.